INTRODUCTION
Rotator cuff tears commonly develop in middle-aged and elderly individuals [1]. Arthroscopic rotator cuff repair (ARCR) is a treatment option for patients with cuff tears [2,3] and is comparable in clinical outcome to open repair [4,5]. Additionally, the risk of postoperative complications is low due to decreased incisions in the skin and soft tissues [6]. However, vascular and neurologic injury, fluid extravasation, stiffness, and iatrogenic tendon injury may develop postoperatively [6,7].
Complex regional pain syndrome (CRPS) has various etiologic factors, including minor traumas, fractures, sprains, immobilization, and surgical interventions [8,9]. CRPS-related hand lesions are also a complication after ARCR, leading to atrophic changes, range of motion (ROM) limitation, hyperalgesia, paridrosis, and edema [10,11]. The incidence of CRPS-related hand lesions after ARCR is 11.0%–24.4% in the Japanese literature, which typically develops within 3 months postoperatively [12-16]. The reported incidence rate of CRPS varies according to the diagnostic criteria used, with an incidence rate of 24.2% based on the Ministry of Health, Labour and Welfare CRPS study team in the Japan (MHLWJ) evaluation system for "clinical purposes," 11% in the MHLWJ evaluation system for "research purposes," 6% in the International Association for the Study of Pain (IASP) 2005 for "clinical purposes," and 0.5% in the IASP 2005 for "research purposes"[11].
It has been reported in Japanese literature that CRPS-related hand lesions do not affect postoperative outcomes after ARCR [13,14]; however, a few English studies have been evaluated regarding these outcomes. Therefore, the present study aimed to investigate the clinical outcomes of patients with CRPS-related hand lesions after ARCR in a retrospective manner. We hypothesized that upper extremity function, including the shoulder joint, would not be affected by CRPS-related hand lesions after ARCR.
METHODS
The Institutional Review Board of Kurume University approved the study protocol, and all subjects provided informed consent for participation.
Subjects
Between January 2014 and September 2017, 276 patients underwent ARCR for a rotator cuff tear at our institution. Of these, 158 patients were transferred to our hospital in the early postoperative period (within 3 weeks) for postoperative rehabilitation. The inclusion criteria were (1) individuals who had ARCR, (2) individuals who underwent a postoperative rehabilitation program and were available for follow-up for at least 1 year postoperatively, and (3) individuals who had rigorous imaging evaluation with magnetic resonance imaging (MRI). The exclusion criteria were (1) individuals with periarticular fracture, (2) individuals with progressive arthritis, (3) individuals with osteoarthritis, (4) individuals with infection, (5) individuals with reoperation, and (6) individuals who had preoperative hand lesions such as ROM restriction or edema. Finally, 103 patients (66 males and 37 females; mean age, 63.6±8.2 years; mean period from onset to surgery, 10.4±11.6 months) were included in this study (Table 1). Patient clinical scores and MRI images were extracted retrospectively from the medical records and imaging data.
Surgical Procedure
ARCR was considered for patients who did not respond to nonoperative treatment for ≥3 months, which included the administration of anti-inflammatory medication, subacromial/glenohumeral injections of corticosteroids or hyaluronic acid, and rehabilitation with a focus on physical therapy. ARCR was performed with the patient in the beach chair position under general anesthesia. The torn cuff was repaired using a single-row (one row of anchors placed on the lateral aspect of the footprint and the torn cuff fixed with interrupted sutures) or suture bridge (one row of anchors placed on the medial aspect of the footprint with or without tying and the torn cuff fixed with a transosseous knotless anchor on the lateral aspect of the footprint) method. Acromioplasty was performed in all patients, and capsular release and biceps tendon procedures (tenotomy/tenodesis) were performed as needed.
Postoperative Regimen
Postoperatively, patients were immobilized in a sling for 6 weeks using an abduction pillow and were instructed to maintain the shoulder at neutral rotation and 20° of abduction. Passive ROM exercises for the scapulothoracic, elbow, wrist, and finger joints were initiated immediately after surgery. Passive ROM of the glenohumeral joint was initiated 4 days postoperatively in small/medium tears and 4 weeks postoperatively in large/massive tears. Active ROM exercise was permitted at 6 weeks postoperatively. At 8 weeks, isometric muscle strengthening exercises were introduced and at 12 weeks, isotonic muscle strengthening exercises were allowed.
Diagnosis of CRPS
The present study used the criteria suggested by the MHLWJ [8]. The hand was evaluated for five items (trophic changes, motor dysfunctions, abnormal sensory processing, asymmetric sudomotor activity, and asymmetric edema), and any applicable items were scored as 1 point, which were converted to a CRPS score of 0–5 points. For example, limited finger ROM was assigned 1 point for the motor dysfunctions item. CRPS was determined when at least two corresponding items were met subjectively and objectively in the MHLWJ “clinical objectives” evaluation system. A well-trained orthopedist blinded to the study diagnosed CRPS using these criteria. CRPS was assessed weekly from the immediate postoperative period until 12 weeks postoperatively and then at 3, 6, 9, and 12 months postoperatively.
Neurotropin (Nippon Zoki Pharmaceutical Co., Osaka, Japan) was administered orally to patients diagnosed with CRPS according to the CRPS criteria. If necessary, tramadol or pregabalin or both tramadol and pregabalin were added. Stellate ganglion block and vortex flow baths with laser beams were routinely applied. Patients with persistent symptoms were referred to an anesthesiologist who specializes in nerve blocks.
Outcome Measures
Patient information, including age, sex, and disease duration, was collected preoperatively. Japanese Orthopaedic Association (JOA) score (total score of 100 points, scored for items like pain, function, ROM, radiographic findings, and joint stability), University of California, Los Angeles (UCLA) score, Constant score, 36-item short form health survey (SF-36) score, and Quick Disabilities of the Arm, Shoulder, and Hand (QuickDASH) score were evaluated preoperatively and at 12 months postoperatively. Clinical outcomes of the study were assessed by three physiotherapists with more than 10 years of experience.
The integrity of the rotator cuff was determined using MRI at 12 months postoperatively. Fatty degeneration was assessed using the Goutallier classification (supraspinatus, infraspinatus, and subscapularis) on preoperative MRI “Y view” [16], and the global fatty degeneration index [17] was then calculated. The MRI data were evaluated by a radiologist familiar with orthopedic diseases.
Statistical Analysis
JMP 13 (SAS Institute Inc., Cary, NC, USA) was the software program used for statistical analysis. The Wilcoxon rank-sum test was used for continuous data such as age and clinical outcomes, and the chi-square test was used for categorical data such as sex and retear rate, to compare basic characteristics between the two groups. The Friedman test was used to compare the variance between CRPS scores from onset to 1 year postoperatively in the CRPS group. The Steel-Dwass test was used for multiple comparisons of CRPS scores. The significance level was set at <5%.
RESULTS
Of 103 patients, 20 (19.4%) had CRPS-related hand lesions that developed entirely within 2 months postoperatively (mean 19.6±19.6 days after surgery). Consequently, patients were divided into two groups: 83 patients in the non-CRPS group and 20 patients in the CRPS group. The CRPS score of the CRPS group was 2.4±0.5 points at the onset of CRPS (range, 1–8 weeks), 2.05±0.67 points at 8 weeks postoperatively, 2.05±0.76 points at 9 weeks postoperatively, 1.95±0.83 points at 10 weeks postoperatively, 1.9±0.85 points at 11 weeks postoperatively, 1.8±0.89 points at 12 weeks postoperatively, 0.95±1.0 points at 6 months postoperatively, 0.5±0.76 points at 9 months postoperatively, and 0.4±0.75 points at 12 months postoperatively. There was a significant improvement at 6 months postoperatively compared to the onset of CRPS (p<0.001) (Fig. 1). Symptoms at the onset of CRPS-related hand lesions included motor dysfunction of the fingers (100%), edema (95%), abnormal sensory processing (30%), asymmetric sudomotor activity (15%), and trophic changes (0%).
The JOA scores (CRPS and non-CRPS group) were 65.3±12.4 and 69.1±12.5 preoperatively and 87.3±7.1 and 88.0±9.4 at 12 months postoperatively, and both groups showed significant improvement at 12 months postoperatively compared with that observed preoperatively (p<0.001, respectively), but there was no significant difference between the two groups preoperatively and postoperatively (Fig. 2A). The UCLA scores (CRPS and non-CRPS group) were 15.6±5.1 and 15.8±4.9 preoperatively and 27.4±5.4 and 29.2±5.8 at 12 months postoperatively, and both groups showed significant improvement at 12 months postoperatively compared with that observed preoperatively (p<0.001), but there was no significant difference between the two groups preoperatively and postoperatively (Fig. 2B). The Constant scores (CRPS and non-CRPS group) were 47.8±17.8 and 52.6±16.2 preoperatively and 79.6±12.9 and 80.0±14.9 at 12 months postoperatively, and both groups showed significant improvement at 12 months postoperatively compared with that preoperatively (p<0.001), but there was no significant difference between the two groups preoperatively and postoperatively (Fig. 2C).
In the SF-36 scores, there were no significant differences between the two groups, except for “general health perceptions” at 12 months postoperatively (p<0.05) (Table 2). In the QuickDASH scores, there were no significant differences between the two groups in all items preoperatively and 12 months postoperatively (Table 3).
At the final follow-up, three patients had residual CRPS-related hand lesions with limited ROM and edema of the fingers. These three patients showed a CRPS score of 2 points at the final follow-up, whereas the CRPS score was >3 points at the onset. The clinical scores of these three patients were relatively low compared with those of other groups (17 patients in the CRPS group and 83 patients in the non-CRPS groups) (Table 4).
DISCUSSION
Complications associated with ARCR, including loose hardware, failure of repair, traction in the lateral position, direct injury, compression secondary to fluid extravasation, tourniquet-like problems associated with wrapping the operative extremity, and postoperative stiffness have been reported [6]. CRPS-related hand lesions also develop after ARCR although there has been a paucity of English literature that has focused on this complication. In several Japanese reports, CRPS incidence was reported to be 21.7%, 11.8%, and 16.2% [14,18,19] according to the MHLWJ criteria. Thus, CRPS-related hand lesions develop mainly on the surgical side within 3 months postoperatively, and similar results were observed in this study. However, it has been reported that the development of hand lesions related to CRPS may be triggered by exacerbation of shoulder pain due to orthotic removal [14,15]. In this study, the abduction brace was removed at 6 weeks postoperatively, but the timing of brace removal may be affected.
Previous Japanese studies have shown that CRPS-related hand lesions do not affect shoulder function after ARCR [13-15]. Kobayashi et al. [15] compared the JOA scores at 1 year postoperatively in the early-onset group with those in the late-onset group and non-CRPS group. As a result, the period from onset did not affect the clinical outcome of patients in these groups. Kiba et al. [18] compared the JOA scores at 6 months postoperatively in the presence or absence of symptoms. In their study, CRPS-related hand lesions had no effect on the clinical outcomes; however, these studies focused only on shoulder function and not on the whole upper-limb function. The present study evaluated both functions and found that coexisting CRPS-related hand lesions have less effect on whole upper-limb function, including shoulder function.
Generally, CRPS develops as a hand lesion on the operative side following ARCR [9-15,18,19]. Kobayashi et al. [14] found that all symptoms improved in an average of 7 months following ARCR. In a study by Kiba et al. [18], CRPS-related hand lesions improved in 80% of the cases by 6 months postoperatively, but this symptom was persistent in a case with high CRPS score of ≥3 points at onset. In the present study, CRPS-related hand lesions improved in 75% of cases at 6 months and in 85% of cases at 9 months postoperatively; however, three patients with a CRPS score ≥3 points still had residual ROM restriction of the finger and/or extensive edema on the dorsal side at 12 months postoperatively. de Mos et al. [20] reported that the degree of CRPS-related hand lesions was associated with remission periods; thus, hand lesions in cases with a high CRPS score (≥3 points) at onset may be persistent and further long-term follow-up will be required in these patients.
In 1994, the IASP criteria were proposed as a diagnostic method for CRPS [21,22] with high sensitivity and low specificity [23], which was then revised in 2005 [24]. To establish more specific and suitable criteria for the Japanese population, an original diagnostic criterion was developed in 2010 by the MHLWJ research team (sensitivity, 0.83 and specificity, 0.79) [8]. The incidence of CRPS-related hand lesions following ARCR using this criterion ranged from 11.7% to 21.7% [14,18,19] compared with that using the IASP 2005 criteria (ranging from 0.4% to 6%) [9-11]. It has been suggested that the IASP diagnostic criteria are affected by different cultural backgrounds and health care systems [25], and that the MHLWJ criteria are more suitable for Japanese people [8]. This may explain why the incidence of CRPS was relatively higher using the MHLWJ criteria than the IASP 2005 criteria. However, the low incidence of IASP criteria confirms another diagnosis with similar clinical manifestations and appropriate treatment.
Harada et al. [26,27] reported that the most common complication with hand symptoms after ARCR is flexor tenosynovitis followed by carpal tunnel syndrome, and prompt treatment with corticosteroid injections is recommended. Thus, the possibility that hand lesions after ARCR may be influenced by other diseases presenting with CRPS-like symptoms is becoming clearer. Bharwani et al. [28] stated that the pathophysiology of CRPS is multifactorial; therefore, there is a need for systematic diagnosis and treatment of CRPS symptoms with an algorithm. In view of these findings, a systematic diagnosis and treatment of hand lesions after ARCR using multiple criteria is recommended.
This study had several limitations. First, it has a retrospective design with a small sample size and short follow-up period. Second, the effects of drug treatments given only to the CRPS group cannot be ruled out. Third, all surgeries were performed in the beach chair position, and it is not clear whether differences in surgical posture affect hand symptoms. Fourth, the follow-up rate was relatively low because the subjects of the present study were patients transferred to our hospital for postoperative rehabilitation. However, the CRPS-related hand lesion incidence in this study was close to that observed in previous studies [11-16], and validity of this study was proven to some extent. As a strength of this study, we confirmed three cases in which symptoms of CRPS-related hand lesions persisted at the final follow-up, and these hand lesions did not essentially affect upper-limb function, including the involved shoulder.
CRPS-related hand lesions developed in 19.4% of patients after ARCR. Shoulder or upper-limb function improved in most cases at 12 months, with satisfactory results of SF-36 patient-based evaluation. ROM of the involved fingers did not improve in three patients with high CRPS score at onset; therefore, long-term follow-up will be necessary in these patients.
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